Prosperity Capital Advisors Fees & Minimum

Overview

Headquarters: Westlake, OH
Total Firm Assets: $4.4 billion
Average High-Net-Worth Client Portfolio Size: $2.1 million

Fee Disclosure

Source: PCA PART 2A 2025 (2025-03-26) · View brochure text
Latest filing: PCA PART 2A 2026 (2026-03-23) · View brochure text

Min	Max	Disclosed Annual Rate
$0	$500,000	0.60%
$500,001	$1,000,000	0.50%
$1,000,001	$2,000,000	0.40%
$2,000,001	$5,000,000	0.35%
$5,000,001	and above	0.30%

Stated Minimum Annual Fee: $150

Estimated Annual Advisory Fees

Portfolio Value	Estimated Annual Fee	Effective Fee Rate
$1 million	$5,500	0.55%
$5 million	$20,000	0.40%
$10 million	$35,000	0.35%
$50 million	$155,000	0.31%
$100 million	$305,000	0.30%

Actual fees may vary; other investment costs may apply.

Clients

High-Net-Worth Share of Firm Assets: 47.69%
Number of High-Net-Worth Clients: 990
Total Client Accounts: 16,541
Discretionary Accounts: 16,541

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection, Educational Seminars

Regulatory Filings

SEC CRD Number: 156480

PCA PART 2A 2026 (2026-03-23) · View brochure text
PCA PART 2A 2025 (2025-03-26) (fee schedule source) · View brochure text

View firm on SEC ↗ · Current Form ADV (PDF) ↗

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Prosperity Capital Advisors