Overview
Assets Under Management: $172 million
Headquarters: SANTA ANA, CA
High-Net-Worth Clients: 25
Average Client Assets: $4.4 million
Frequently Asked Questions
PROSPERITY ROAD, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #281894), PROSPERITY ROAD, LLC is subject to fiduciary duty under federal law.
PROSPERITY ROAD, LLC is headquartered in SANTA ANA, CA.
PROSPERITY ROAD, LLC serves 25 high-net-worth clients according to their SEC filing dated March 10, 2026. View client details ↓
According to their SEC Form ADV, PROSPERITY ROAD, LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
PROSPERITY ROAD, LLC manages $172 million in client assets according to their SEC filing dated March 10, 2026.
According to their SEC Form ADV, PROSPERITY ROAD, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 25
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.61%
Average Client Assets: $4.4 million
Total Client Accounts: 181
Discretionary Accounts: 180
Non-Discretionary Accounts: 1
Regulatory Filings
CRD Number: 281894
Filing ID: 2065799
Last Filing Date: 2026-03-10 12:46:49