Overview
Assets Under Management: $442 million
Headquarters: SAN RAMON, CA
High-Net-Worth Clients: 35
Average Client Assets: $4 million
Frequently Asked Questions
PROSPERITY WEALTH MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #174328), PROSPERITY WEALTH MANAGEMENT, INC. is subject to fiduciary duty under federal law.
PROSPERITY WEALTH MANAGEMENT, INC. is headquartered in SAN RAMON, CA.
PROSPERITY WEALTH MANAGEMENT, INC. serves 35 high-net-worth clients according to their SEC filing dated March 28, 2025. View client details ↓
According to their SEC Form ADV, PROSPERITY WEALTH MANAGEMENT, INC. offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
PROSPERITY WEALTH MANAGEMENT, INC. manages $442 million in client assets according to their SEC filing dated March 28, 2025.
According to their SEC Form ADV, PROSPERITY WEALTH MANAGEMENT, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 35
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 29.28
Average High-Net-Worth Client Assets: $4 million
Total Client Accounts: 2,832
Discretionary Accounts: 2,832
Regulatory Filings
CRD Number: 174328
Filing ID: 1968722
Last Filing Date: 2025-03-28 09:39:00
Website: https://thinkpwm.com