Overview
Assets Under Management: $129 million
Headquarters: SAN FRANCISCO, CA
High-Net-Worth Clients: 250
Average Client Assets: $0.4 million
Frequently Asked Questions
PROSPETTIVA FINANCIAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #148760), PROSPETTIVA FINANCIAL is subject to fiduciary duty under federal law.
PROSPETTIVA FINANCIAL is headquartered in SAN FRANCISCO, CA.
PROSPETTIVA FINANCIAL serves 250 high-net-worth clients according to their SEC filing dated March 17, 2026. View client details ↓
According to their SEC Form ADV, PROSPETTIVA FINANCIAL offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
PROSPETTIVA FINANCIAL manages $129 million in client assets according to their SEC filing dated March 17, 2026.
According to their SEC Form ADV, PROSPETTIVA FINANCIAL serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 250
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.98%
Average Client Assets: $0.4 million
Total Client Accounts: 308
Discretionary Accounts: 308
Regulatory Filings
CRD Number: 148760
Filing ID: 2044330
Last Filing Date: 2026-03-17 13:59:45