Overview
Assets Under Management: $190 million
Headquarters: WOODLAND HILLS, CA
High-Net-Worth Clients: 38
Average Client Assets: $1 million
Frequently Asked Questions
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #141988), PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC is subject to fiduciary duty under federal law.
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC is headquartered in WOODLAND HILLS, CA.
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC serves 38 high-net-worth clients according to their SEC filing dated March 31, 2025. View client details ↓
According to their SEC Form ADV, PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC offers financial planning, portfolio management for individuals, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC manages $190 million in client assets according to their SEC filing dated March 31, 2025.
According to their SEC Form ADV, PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 38
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 28.84
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 1,362
Discretionary Accounts: 1,362
Regulatory Filings
CRD Number: 141988
Filing ID: 1957448
Last Filing Date: 2025-03-31 08:41:00
Website: https://providencefinancialinc.com