Overview
Assets Under Management: $226 million
Headquarters: NORTH HAVEN, CT
High-Net-Worth Clients: 98
Average Client Assets: $0.8 million
Frequently Asked Questions
PTS ASSET MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #111047), PTS ASSET MANAGEMENT is subject to fiduciary duty under federal law.
PTS ASSET MANAGEMENT is headquartered in NORTH HAVEN, CT.
PTS ASSET MANAGEMENT serves 98 high-net-worth clients according to their SEC filing dated November 28, 2018. View client details ↓
According to their SEC Form ADV, PTS ASSET MANAGEMENT offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓
PTS ASSET MANAGEMENT manages $226 million in client assets according to their SEC filing dated November 28, 2018.
According to their SEC Form ADV, PTS ASSET MANAGEMENT serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 98
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 36.44%
Average Client Assets: $0.8 million
Total Client Accounts: 904
Discretionary Accounts: 904
Regulatory Filings
CRD Number: 111047
Filing ID: 1254133
Last Filing Date: 2018-11-28 12:39:00