Overview
- Headquarters
- Los Angeles, CA
- Total Firm Assets
- $1.5 billion
- Average High-Net-Worth Client Portfolio Size
- $2.4 million
- Stated Minimum Account Size
- $250,000
Fee Disclosure
Source: RBC SECURITIES INVESTMENT ADVISORY PROGRAM BROCHURE (2026-05-28)
· View brochure text
Latest filing: RBC SECURITIES ASSET ALLOCATION PROGRAM BROCHURE (2026-05-28)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $1,000,000 | 1.25% |
| $1,000,001 | $5,000,000 | 1.00% |
| $5,000,001 | $10,000,000 | 0.75% |
| $10,000,001 | and above | 0.50% |
Stated Minimum Annual Fee: $3,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,500 | 1.25% |
| $5 million | $52,500 | 1.05% |
| $10 million | $90,000 | 0.90% |
| $50 million | $290,000 | 0.58% |
| $100 million | $540,000 | 0.54% |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in California for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 53.75%
- Number of High-Net-Worth Clients
- 337
- Total Client Accounts
- 1,781
- Discretionary Accounts
- 1,781
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 103705
- RBC SECURITIES ASSET ALLOCATION PROGRAM BROCHURE (2026-05-28) · View brochure text
- RBC SECURITIES INVESTMENT ADVISORY PROGRAM BROCHURE (2026-05-28) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗