Overview
Assets Under Management: $114 million
Headquarters: MILWAUKEE, WI
High-Net-Worth Clients: 46
Average Client Assets: $1.7 million
Frequently Asked Questions
REGAL BAY INVESTMENT GROUP, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #121829), REGAL BAY INVESTMENT GROUP, LLC is subject to fiduciary duty under federal law.
REGAL BAY INVESTMENT GROUP, LLC is headquartered in MILWAUKEE, WI.
REGAL BAY INVESTMENT GROUP, LLC serves 46 high-net-worth clients according to their SEC filing dated April 01, 2026. View client details ↓
According to their SEC Form ADV, REGAL BAY INVESTMENT GROUP, LLC offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
REGAL BAY INVESTMENT GROUP, LLC manages $114 million in client assets according to their SEC filing dated April 01, 2026.
According to their SEC Form ADV, REGAL BAY INVESTMENT GROUP, LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 46
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 69.52%
Average Client Assets: $1.7 million
Total Client Accounts: 216
Discretionary Accounts: 5
Non-Discretionary Accounts: 211
Regulatory Filings
CRD Number: 121829
Filing ID: 2090688
Last Filing Date: 2026-04-01 16:15:59