Overview
Assets Under Management: $1.4 billion
Headquarters: EL SEGUNDO, CA
High-Net-Worth Clients: 407
Average Client Assets: $2 million
Frequently Asked Questions
REGATTA CAPITAL GROUP, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #145363), REGATTA CAPITAL GROUP, LLC is subject to fiduciary duty under federal law.
REGATTA CAPITAL GROUP, LLC is headquartered in EL SEGUNDO, CA.
REGATTA CAPITAL GROUP, LLC serves 407 high-net-worth clients according to their SEC filing dated May 12, 2025. View client details ↓
According to their SEC Form ADV, REGATTA CAPITAL GROUP, LLC offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and pension consulting services. View all service details ↓
REGATTA CAPITAL GROUP, LLC manages $1.4 billion in client assets according to their SEC filing dated May 12, 2025.
According to their SEC Form ADV, REGATTA CAPITAL GROUP, LLC serves high-net-worth individuals, pooled investment vehicles, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 407
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 67.70
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 3,571
Discretionary Accounts: 3,413
Non-Discretionary Accounts: 158
Regulatory Filings
CRD Number: 145363
Filing ID: 1988752
Last Filing Date: 2025-05-12 11:55:00
Website: https://regattainvest.com