Overview
Assets Under Management: $405 million
Headquarters: LOUISVILLE, KY
High-Net-Worth Clients: 111
Average Client Assets: $2.5 million
Frequently Asked Questions
REGENT INVESTMENT MANAGEMENT LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #164372), REGENT INVESTMENT MANAGEMENT LLC is subject to fiduciary duty under federal law.
REGENT INVESTMENT MANAGEMENT LLC is headquartered in LOUISVILLE, KY.
REGENT INVESTMENT MANAGEMENT LLC serves 111 high-net-worth clients according to their SEC filing dated March 09, 2018. View client details ↓
According to their SEC Form ADV, REGENT INVESTMENT MANAGEMENT LLC offers portfolio management for individuals, portfolio management for pooled investment vehicles, and selection of other advisors. View all service details ↓
REGENT INVESTMENT MANAGEMENT LLC manages $405 million in client assets according to their SEC filing dated March 09, 2018.
According to their SEC Form ADV, REGENT INVESTMENT MANAGEMENT LLC serves high-net-worth individuals and pooled investment vehicles. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 111
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 68.94%
Average Client Assets: $2.5 million
Total Client Accounts: 368
Discretionary Accounts: 368
Regulatory Filings
CRD Number: 164372
Filing ID: 1169107
Last Filing Date: 2018-03-09 09:46:00