Overview

Assets Under Management: $91 million
Headquarters: TULSA, OK
High-Net-Worth Clients: 17
Average Client Assets: $4.3 million

Frequently Asked Questions

REGENT WEALTH MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #150197), REGENT WEALTH MANAGEMENT, INC. is subject to fiduciary duty under federal law.

REGENT WEALTH MANAGEMENT, INC. is headquartered in TULSA, OK.

REGENT WEALTH MANAGEMENT, INC. serves 17 high-net-worth clients according to their SEC filing dated March 30, 2018. View client details ↓

According to their SEC Form ADV, REGENT WEALTH MANAGEMENT, INC. offers financial planning and portfolio management for individuals. View all service details ↓

REGENT WEALTH MANAGEMENT, INC. manages $91 million in client assets according to their SEC filing dated March 30, 2018.

According to their SEC Form ADV, REGENT WEALTH MANAGEMENT, INC. serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 17
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.70%
Average Client Assets: $4.3 million
Total Client Accounts: 307
Discretionary Accounts: 135
Non-Discretionary Accounts: 172

Regulatory Filings

CRD Number: 150197
Filing ID: 1202646
Last Filing Date: 2018-03-30 06:18:00