Overview
Assets Under Management: $1.4 billion
Headquarters: MENLO PARK, CA
High-Net-Worth Clients: 18
Average Client Assets: $73.3 million
Frequently Asked Questions
REGIS MANAGEMENT COMPANY, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #128449), REGIS MANAGEMENT COMPANY, LLC is subject to fiduciary duty under federal law.
REGIS MANAGEMENT COMPANY, LLC is headquartered in MENLO PARK, CA.
REGIS MANAGEMENT COMPANY, LLC serves 18 high-net-worth clients according to their SEC filing dated April 29, 2024. View client details ↓
According to their SEC Form ADV, REGIS MANAGEMENT COMPANY, LLC offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
REGIS MANAGEMENT COMPANY, LLC manages $1.4 billion in client assets according to their SEC filing dated April 29, 2024.
According to their SEC Form ADV, REGIS MANAGEMENT COMPANY, LLC serves high-net-worth individuals, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 18
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 97.56%
Average Client Assets: $73.3 million
Total Client Accounts: 23
Discretionary Accounts: 23
Regulatory Filings
CRD Number: 128449
Filing ID: 1871784
Last Filing Date: 2024-04-29 15:08:00