Overview

Assets Under Management: $1.8 billion
Headquarters: SAN DIEGO, CA
High-Net-Worth Clients: 79
Average Client Assets: $1 million

Frequently Asked Questions

RICE HALL JAMES & ASSOCIATES LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #125410), RICE HALL JAMES & ASSOCIATES LLC is subject to fiduciary duty under federal law.

RICE HALL JAMES & ASSOCIATES LLC is headquartered in SAN DIEGO, CA.

RICE HALL JAMES & ASSOCIATES LLC serves 79 high-net-worth clients according to their SEC filing dated March 28, 2025. View client details ↓

According to their SEC Form ADV, RICE HALL JAMES & ASSOCIATES LLC offers portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓

RICE HALL JAMES & ASSOCIATES LLC manages $1.8 billion in client assets according to their SEC filing dated March 28, 2025.

According to their SEC Form ADV, RICE HALL JAMES & ASSOCIATES LLC serves high-net-worth individuals, businesses, pooled investment vehicles, and institutional clients. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients

Clients

Number of High-Net-Worth Clients: 79
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 5.43
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 265
Discretionary Accounts: 265

Regulatory Filings

CRD Number: 125410
Filing ID: 1943409
Last Filing Date: 2025-03-28 13:53:00
Website: https://ricehall.com