Overview
Assets Under Management: $181 million
Headquarters: SOUTH PORTLAND, ME
High-Net-Worth Clients: 54
Average Client Assets: $2.6 million
Frequently Asked Questions
RICHARD BROTHERS, FINANCIAL ADVISORS is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #113826), RICHARD BROTHERS, FINANCIAL ADVISORS is subject to fiduciary duty under federal law.
RICHARD BROTHERS, FINANCIAL ADVISORS is headquartered in SOUTH PORTLAND, ME.
RICHARD BROTHERS, FINANCIAL ADVISORS serves 54 high-net-worth clients according to their SEC filing dated March 26, 2026. View client details ↓
According to their SEC Form ADV, RICHARD BROTHERS, FINANCIAL ADVISORS offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
RICHARD BROTHERS, FINANCIAL ADVISORS manages $181 million in client assets according to their SEC filing dated March 26, 2026.
According to their SEC Form ADV, RICHARD BROTHERS, FINANCIAL ADVISORS serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 54
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 77.56%
Average Client Assets: $2.6 million
Total Client Accounts: 433
Discretionary Accounts: 407
Non-Discretionary Accounts: 26
Regulatory Filings
CRD Number: 113826
Filing ID: 2081704
Last Filing Date: 2026-03-26 11:31:29