Overview
Assets Under Management: $114 million
High-Net-Worth Clients: 17
Average Client Assets: $3.3 million
Frequently Asked Questions
RICHARD G. SLATER is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #112239), RICHARD G. SLATER is subject to fiduciary duty under federal law.
RICHARD G. SLATER serves 17 high-net-worth clients according to their SEC filing dated January 23, 2026. View client details ↓
According to their SEC Form ADV, RICHARD G. SLATER offers financial planning and portfolio management for individuals. View all service details ↓
RICHARD G. SLATER manages $114 million in client assets according to their SEC filing dated January 23, 2026.
According to their SEC Form ADV, RICHARD G. SLATER serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 17
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 48.54%
Average Client Assets: $3.3 million
Total Client Accounts: 210
Non-Discretionary Accounts: 210
Regulatory Filings
CRD Number: 112239
Filing ID: 2042198
Last Filing Date: 2026-01-23 12:13:21