Overview
Assets Under Management: $291 million
Headquarters: LOUISVILLE, KY
High-Net-Worth Clients: 48
Average Client Assets: $6 million
Frequently Asked Questions
RICKETTS FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #309381), RICKETTS FINANCIAL, LLC is subject to fiduciary duty under federal law.
RICKETTS FINANCIAL, LLC is headquartered in LOUISVILLE, KY.
RICKETTS FINANCIAL, LLC serves 48 high-net-worth clients according to their SEC filing dated January 13, 2026. View client details ↓
According to their SEC Form ADV, RICKETTS FINANCIAL, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
RICKETTS FINANCIAL, LLC manages $291 million in client assets according to their SEC filing dated January 13, 2026.
According to their SEC Form ADV, RICKETTS FINANCIAL, LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 48
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 93.59
Average High-Net-Worth Client Assets: $6 million
Total Client Accounts: 289
Discretionary Accounts: 289
Regulatory Filings
CRD Number: 309381
Filing ID: 2034098
Last Filing Date: 2026-01-13 10:29:22