Overview
Assets Under Management: $65 million
Headquarters: SOUTHLAKE, TX
High-Net-Worth Clients: 16
Average Client Assets: $2.2 million
Frequently Asked Questions
RILEY PRIVATE CLIENT LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #310313), RILEY PRIVATE CLIENT LLC is subject to fiduciary duty under federal law.
RILEY PRIVATE CLIENT LLC is headquartered in SOUTHLAKE, TX.
RILEY PRIVATE CLIENT LLC serves 16 high-net-worth clients according to their SEC filing dated June 18, 2024. View client details ↓
According to their SEC Form ADV, RILEY PRIVATE CLIENT LLC offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
RILEY PRIVATE CLIENT LLC manages $65 million in client assets according to their SEC filing dated June 18, 2024.
According to their SEC Form ADV, RILEY PRIVATE CLIENT LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 16
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 55.24%
Average Client Assets: $2.2 million
Total Client Accounts: 363
Discretionary Accounts: 306
Non-Discretionary Accounts: 57
Regulatory Filings
CRD Number: 310313
Filing ID: 1877362
Last Filing Date: 2024-06-18 16:10:00