Overview

Assets Under Management: $267 million
Headquarters: JACKSONVILLE, FL
High-Net-Worth Clients: 48
Average Client Assets: $3.8 million

Frequently Asked Questions

RIVERPLACE CAPITAL MANAGEMENT INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #109079), RIVERPLACE CAPITAL MANAGEMENT INC is subject to fiduciary duty under federal law.

RIVERPLACE CAPITAL MANAGEMENT INC is headquartered in JACKSONVILLE, FL.

RIVERPLACE CAPITAL MANAGEMENT INC serves 48 high-net-worth clients according to their SEC filing dated April 27, 2026. View client details ↓

According to their SEC Form ADV, RIVERPLACE CAPITAL MANAGEMENT INC offers financial planning and portfolio management for individuals. View all service details ↓

RIVERPLACE CAPITAL MANAGEMENT INC manages $267 million in client assets according to their SEC filing dated April 27, 2026.

According to their SEC Form ADV, RIVERPLACE CAPITAL MANAGEMENT INC serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 48
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 68.43%
Average Client Assets: $3.8 million
Total Client Accounts: 352
Discretionary Accounts: 352

Regulatory Filings

CRD Number: 109079
Filing ID: 2099280
Last Filing Date: 2026-04-27 14:27:34

Form ADV Documents

Primary Brochure: 2025 ADV PART 2B (2026-04-27)

View Document Text
Riverplace Capital Management, Inc. Brochure Supplement (Part 2B of Form ADV) Dated 04/27/2026 Riverplace Capital Management, Inc. 1301 Riverplace Blvd., Suite 2130 Jacksonville, FL 32207 (904) 346-3460 www.riverplacecapital.com Item 1 Peter E. Bower – Executive Chairman & CIO, Designated Principal Education and Business Experience Item 2 Peter E. Bower was born in 1950. Mr. Bower graduated from Arizona State University with a bachelor’s in science in Quantitative Systems and from the University of North Florida with a Master’s in Business Administration in Finance. Mr. Bower worked for Merrill Lynch from June 1979 to February 1997; St. Johns Investment Management from February 1997 until September 1998. Mr. Bower has worked for Riverplace Capital since September 1998. Disciplinary Information Item 3 Arbitration Claims: None Self-Regulatory Organization or Administrative Proceeding: None Bankruptcy Petition: None Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. The supervised person is not actively engaged in non-investment-related business and occupation for compensation. Additional Compensation Item 5 No Additional compensation. Supervision Item 6 The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule 206(4)-7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisor’s Act (“Act”). The Registrant’s Chief Compliance Officer, Anny Campos, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Ms. Campos at (904) 346-3460. Terri C. Kimball – Executive Vice President, Controller, CCO Item 1 Education and Business Experience Item 2 Terri C. Kimball was born in 1954. Ms. Kimball graduated from the University of Florida with a bachelor’s degree in science in Business Administration. Ms. Kimball worked for E. F. Hutton/Shearson Lehman from October 1987 to April 1992; Douglas Capital Management, Inc. from February 1993 to August 1999; for Prudential Securities from August 1999 to February 2000. Ms. Kimball has worked for Riverplace Capital since February 2000. Disciplinary Information Item 3 Arbitration Claims: None Self-Regulatory Organization or Administrative Proceeding: None Bankruptcy Petition: None Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. The supervised person is not actively engaged in non-investment-related business and occupation for compensation. Additional Compensation Item 5 No Additional compensation. Supervision Item 6 The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule206(4)-7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisor’s Act (“Act”). The Registrant’s Chief Compliance Officer, Anny Campos, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Ms. Campos at (904) 346-3460. Item 1 Mark W. Ross – President, Wealth Management & Family Office Services Education and Business Experience Item 2 Mark W. Ross was born in 1967. Mr. Ross graduated from Florida Southern College with a bachelor’s in arts in Marketing. Mr. Ross worked for Merrill Lynch from November 1992 to November 2003; Life Management Advisors from January 2004 to January 2017; MegaStar Financial from October 2013 to March 2015; the Mortgage Firm from March 2015 to September 2019; Riverplace Capital since January 2017 to present; FCFS Mortgage from September 2019 to present. Disciplinary Information Item 3 Arbitration Claims: None Self-Regulatory Organization or Administrative Proceeding: None Bankruptcy Petition: None Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. Mr. Ross is a Senior Loan Originator with FCFS Mortgage. Additional Compensation Item 5 No Additional compensation. Supervision Item 6 The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule206(4)-7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisor’s Act (“Act”). The Registrant’s Chief Compliance Officer, Anny Campos, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Ms. Campos at (904) 346-3460. Item 1 Scott C. Wohlers – President, Investment Services Education and Business Experience Item 2 Scott C. Wohlers was born in 1988. Mr. Wohlers graduated from Union University with a bachelor’s in science in Organizational Leadership. Mr. Wohlers worked for Manpower Group from March 2010 to September 2012; Regions Bank from September 2012 to July 2017; for Advantage Dermatology from July 2017 to September 2017. Mr. Wohlers has worked for Riverplace Capital Management, Inc. since February 2018. Disciplinary Information Item 3 Arbitration Claims: None Self-Regulatory Organization or Administrative Proceeding: None Bankruptcy Petition: None Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. The supervised person is not actively engaged in non-investment-related business and occupation for compensation. Additional Compensation Item 5 No Additional compensation. Supervision Item 6 The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule206(4)-7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisor’s Act (“Act”). The Registrant’s Chief Compliance Officer, Anny Campos, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Ms. Campos at (904) 346-3460. Item 1 Anny Campos, Director of Operations & Compliance, Chief Compliance Officer Education and Business Experience Item 2 Anny Campos was born in 1985. Ms. Campos graduated from the University of North Florida with a Bachelor of Business Administration followed by a Master of Business Administration. Ms. Campos worked for Merrill Edge from February 2016 through September 2016; FuelEd, LLC from April 2017 to November 2017; for BBVA Investments from December 2017 through May 2021, and for Riverplace Capital from June 2021 until August 2025. Ms. Campos has resumed working for Riverplace Capital since April 2026. Disciplinary Information Item 3 Arbitration Claims: None Self-Regulatory Organization or Administrative Proceeding: None Bankruptcy Petition: None Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. Ms. Campos is Chief Operating Officer for GrowSpan Consulting, LLC. Additional Compensation Item 5 No Additional compensation. Supervision Item 6 The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule206(4)- 7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisor’s Act (“Act”). The Registrant’s Chief Compliance Officer, Anny Campos, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Ms. Campos at (904) 346-3460.