Overview
Assets Under Management: $245 million
Headquarters: FALMOUTH, ME
High-Net-Worth Clients: 119
Average Client Assets: $1.4 million
Frequently Asked Questions
RM FINANCIAL SERVICES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #304297), RM FINANCIAL SERVICES, LLC is subject to fiduciary duty under federal law.
RM FINANCIAL SERVICES, LLC is headquartered in FALMOUTH, ME.
RM FINANCIAL SERVICES, LLC serves 119 high-net-worth clients according to their SEC filing dated March 23, 2026. View client details ↓
According to their SEC Form ADV, RM FINANCIAL SERVICES, LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
RM FINANCIAL SERVICES, LLC manages $245 million in client assets according to their SEC filing dated March 23, 2026.
According to their SEC Form ADV, RM FINANCIAL SERVICES, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 119
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 66.69%
Average Client Assets: $1.4 million
Total Client Accounts: 980
Discretionary Accounts: 975
Non-Discretionary Accounts: 5
Regulatory Filings
CRD Number: 304297
Filing ID: 2068062
Last Filing Date: 2026-03-23 15:44:08