Overview

Total Firm Assets
$341 million
Average High-Net-Worth Client Portfolio Size
$2.0 million

Fee Disclosure

Source: ROCHESTER FINANCIAL SERVICES ADV PART II (2026-01-13) · View brochure text

MinMaxDisclosed Annual Rate
$0 $250,000 0.80%
$250,001 $1,000,000 0.60%
$1,000,001 $3,000,000 0.40%
$3,000,001 and above 0.20%

Stated Minimum Annual Fee: $500

Estimated Annual Advisory Fees
Portfolio ValueEstimated Annual FeeEffective Fee Rate
$1 million $6,500 0.65%
$5 million $18,500 0.37%
$10 million $28,500 0.28%
$50 million $108,500 0.22%
$100 million $208,500 0.21%

Actual fees may vary; other investment costs may apply.

Clients

High-Net-Worth Share of Firm Assets
76.15%
Number of High-Net-Worth Clients
130
Total Client Accounts
320
Discretionary Accounts
320

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Regulatory Filings

SEC CRD Number
107956
  • ROCHESTER FINANCIAL SERVICES ADV PART II (2026-01-13) (fee schedule source) · View brochure text

View firm on SEC ↗ · Current Form ADV (PDF) ↗

Frequently Asked Questions

Related Resources

Find Similar Advisors

Browse other advisors

Learn About Fees

How advisor fees work and what to expect

Compare Top Firms

Forbes and Barron's rankings of leading RIAs

Advisor Selection Guide

Understanding advisor types and credentials