Overview
Assets Under Management: $215 million
Headquarters: FARMINGTON, UT
High-Net-Worth Clients: 50
Average Client Assets: $2.2 million
Frequently Asked Questions
ROCK HOUSE FINANCIAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #293909), ROCK HOUSE FINANCIAL is subject to fiduciary duty under federal law.
ROCK HOUSE FINANCIAL is headquartered in FARMINGTON, UT.
ROCK HOUSE FINANCIAL serves 50 high-net-worth clients according to their SEC filing dated June 06, 2024. View client details ↓
According to their SEC Form ADV, ROCK HOUSE FINANCIAL offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
ROCK HOUSE FINANCIAL manages $215 million in client assets according to their SEC filing dated June 06, 2024.
According to their SEC Form ADV, ROCK HOUSE FINANCIAL serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 50
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 50.74%
Average Client Assets: $2.2 million
Total Client Accounts: 1,216
Discretionary Accounts: 1,216
Regulatory Filings
CRD Number: 293909
Filing ID: 1880648
Last Filing Date: 2024-06-06 18:18:00