Overview
Assets Under Management: $560 million
Headquarters: BURLINGTON, VT
High-Net-Worth Clients: 67
Average Client Assets: $5 million
Frequently Asked Questions
ROCK POINT ADVISORS, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #130825), ROCK POINT ADVISORS, LLC is subject to fiduciary duty under federal law.
ROCK POINT ADVISORS, LLC is headquartered in BURLINGTON, VT.
ROCK POINT ADVISORS, LLC serves 67 high-net-worth clients according to their SEC filing dated March 27, 2025. View client details ↓
According to their SEC Form ADV, ROCK POINT ADVISORS, LLC offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
ROCK POINT ADVISORS, LLC manages $560 million in client assets according to their SEC filing dated March 27, 2025.
According to their SEC Form ADV, ROCK POINT ADVISORS, LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 67
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 64.28
Average High-Net-Worth Client Assets: $5 million
Total Client Accounts: 474
Discretionary Accounts: 474
Regulatory Filings
CRD Number: 130825
Filing ID: 1961775
Last Filing Date: 2025-03-27 20:32:00
Website: https://rockpointadvisors.com