Overview
Assets Under Management: $15.8 billion
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 446
Average Client Assets: $10.3 million
Frequently Asked Questions
ROCKEFELLER & CO., INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #106264), ROCKEFELLER & CO., INC. is subject to fiduciary duty under federal law.
ROCKEFELLER & CO., INC. is headquartered in NEW YORK, NY.
ROCKEFELLER & CO., INC. serves 446 high-net-worth clients according to their SEC filing dated March 29, 2018. View client details ↓
According to their SEC Form ADV, ROCKEFELLER & CO., INC. offers financial planning, portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
ROCKEFELLER & CO., INC. manages $15.8 billion in client assets according to their SEC filing dated March 29, 2018.
According to their SEC Form ADV, ROCKEFELLER & CO., INC. serves high-net-worth individuals, businesses, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 446
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 28.98%
Average Client Assets: $10.3 million
Total Client Accounts: 2,731
Discretionary Accounts: 2,586
Non-Discretionary Accounts: 145
Regulatory Filings
CRD Number: 106264
Filing ID: 1201873
Last Filing Date: 2018-03-29 13:19:00