Overview
Assets Under Management: $2.7 billion
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 122
Average Client Assets: $2.6 million
Frequently Asked Questions
ROOSEVELT INVESTMENTS is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #107853), ROOSEVELT INVESTMENTS is subject to fiduciary duty under federal law.
ROOSEVELT INVESTMENTS is headquartered in NEW YORK, NY.
ROOSEVELT INVESTMENTS serves 122 high-net-worth clients according to their SEC filing dated June 03, 2024. View client details ↓
According to their SEC Form ADV, ROOSEVELT INVESTMENTS offers portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
ROOSEVELT INVESTMENTS manages $2.7 billion in client assets according to their SEC filing dated June 03, 2024.
According to their SEC Form ADV, ROOSEVELT INVESTMENTS serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 122
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 11.60%
Average Client Assets: $2.6 million
Total Client Accounts: 1,125
Discretionary Accounts: 1,112
Non-Discretionary Accounts: 13
Regulatory Filings
CRD Number: 107853
Filing ID: 1880867
Last Filing Date: 2024-06-03 13:58:00