Overview
Assets Under Management: $157 million
Headquarters: CORNING, NY
High-Net-Worth Clients: 80
Average Client Assets: $1 million
Frequently Asked Questions
ROOTED PLANNING GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #284120), ROOTED PLANNING GROUP is subject to fiduciary duty under federal law.
ROOTED PLANNING GROUP is headquartered in CORNING, NY.
ROOTED PLANNING GROUP serves 80 high-net-worth clients according to their SEC filing dated February 24, 2026. View client details ↓
According to their SEC Form ADV, ROOTED PLANNING GROUP offers financial planning, portfolio management for individuals, pension consulting services, and educational seminars and workshops. View all service details ↓
ROOTED PLANNING GROUP manages $157 million in client assets according to their SEC filing dated February 24, 2026.
According to their SEC Form ADV, ROOTED PLANNING GROUP serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Educational Seminars
Clients
Number of High-Net-Worth Clients: 80
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 68.06
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 776
Discretionary Accounts: 774
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 284120
Filing ID: 2045043
Last Filing Date: 2026-02-24 11:25:36