Overview
Assets Under Management: $360 million
Headquarters: GRAND JUNCTION, CO
High-Net-Worth Clients: 244
Average Client Assets: $1 million
Frequently Asked Questions
ROSECAP INVESTMENT ADVISORS, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #152054), ROSECAP INVESTMENT ADVISORS, LLC is subject to fiduciary duty under federal law.
ROSECAP INVESTMENT ADVISORS, LLC is headquartered in GRAND JUNCTION, CO.
ROSECAP INVESTMENT ADVISORS, LLC serves 244 high-net-worth clients according to their SEC filing dated January 31, 2024. View client details ↓
According to their SEC Form ADV, ROSECAP INVESTMENT ADVISORS, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and educational seminars and workshops. View all service details ↓
ROSECAP INVESTMENT ADVISORS, LLC manages $360 million in client assets according to their SEC filing dated January 31, 2024.
According to their SEC Form ADV, ROSECAP INVESTMENT ADVISORS, LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Educational Seminars
Clients
Number of High-Net-Worth Clients: 244
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.06
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 569
Discretionary Accounts: 564
Non-Discretionary Accounts: 5
Regulatory Filings
CRD Number: 152054
Last Filing Date: 2024-01-31 00:00:00
Website: https://rosecap.com