Overview
Assets Under Management: $288 million
Headquarters: PORTLAND, OR
High-Net-Worth Clients: 31
Average Client Assets: $4.0 million
Frequently Asked Questions
ROSENBAUM FINANCIAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #173805), ROSENBAUM FINANCIAL is subject to fiduciary duty under federal law.
ROSENBAUM FINANCIAL is headquartered in PORTLAND, OR.
ROSENBAUM FINANCIAL serves 31 high-net-worth clients according to their SEC filing dated March 30, 2018. View client details ↓
According to their SEC Form ADV, ROSENBAUM FINANCIAL offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
ROSENBAUM FINANCIAL manages $288 million in client assets according to their SEC filing dated March 30, 2018.
According to their SEC Form ADV, ROSENBAUM FINANCIAL serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 31
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 43.26%
Average Client Assets: $4.0 million
Total Client Accounts: 474
Discretionary Accounts: 474
Regulatory Filings
CRD Number: 173805
Filing ID: 1168245
Last Filing Date: 2018-03-30 19:28:00