Overview
Assets Under Management: $188 million
Headquarters: SALEM, MA
High-Net-Worth Clients: 131
Average Client Assets: $0.7 million
Frequently Asked Questions
ROTHWELL INVESTMENT ADVISORS is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #337504), ROTHWELL INVESTMENT ADVISORS is subject to fiduciary duty under federal law.
ROTHWELL INVESTMENT ADVISORS is headquartered in SALEM, MA.
ROTHWELL INVESTMENT ADVISORS serves 131 high-net-worth clients according to their SEC filing dated March 30, 2026. View client details ↓
According to their SEC Form ADV, ROTHWELL INVESTMENT ADVISORS offers financial planning and portfolio management for individuals. View all service details ↓
ROTHWELL INVESTMENT ADVISORS manages $188 million in client assets according to their SEC filing dated March 30, 2026.
According to their SEC Form ADV, ROTHWELL INVESTMENT ADVISORS serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 131
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 48.94%
Average Client Assets: $0.7 million
Total Client Accounts: 1,363
Discretionary Accounts: 1,363
Regulatory Filings
CRD Number: 337504
Filing ID: 2084022
Last Filing Date: 2026-03-30 20:24:08