Overview
Assets Under Management: $322 million
Headquarters: OVERLAND PARK, KS
High-Net-Worth Clients: 43
Average Client Assets: $1 million
Frequently Asked Questions
S&A FINANCIAL SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #110471), S&A FINANCIAL SERVICES, INC. is subject to fiduciary duty under federal law.
S&A FINANCIAL SERVICES, INC. is headquartered in OVERLAND PARK, KS.
S&A FINANCIAL SERVICES, INC. serves 43 high-net-worth clients according to their SEC filing dated March 17, 2025. View client details ↓
According to their SEC Form ADV, S&A FINANCIAL SERVICES, INC. offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
S&A FINANCIAL SERVICES, INC. manages $322 million in client assets according to their SEC filing dated March 17, 2025.
According to their SEC Form ADV, S&A FINANCIAL SERVICES, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 43
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 16.84
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 1,448
Discretionary Accounts: 1,434
Non-Discretionary Accounts: 14
Regulatory Filings
CRD Number: 110471
Filing ID: 1924481
Last Filing Date: 2025-03-17 08:29:00
Website: https://shepardfinancial.com