Overview
Assets Under Management: $2.5 billion
Headquarters: SARATOGA, CA
High-Net-Worth Clients: 445
Average Client Assets: $3 million
Frequently Asked Questions
SARATOGA RESEARCH & INVESTMENT MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #110506), SARATOGA RESEARCH & INVESTMENT MANAGEMENT is subject to fiduciary duty under federal law.
SARATOGA RESEARCH & INVESTMENT MANAGEMENT is headquartered in SARATOGA, CA.
SARATOGA RESEARCH & INVESTMENT MANAGEMENT serves 445 high-net-worth clients according to their SEC filing dated April 11, 2025. View client details ↓
According to their SEC Form ADV, SARATOGA RESEARCH & INVESTMENT MANAGEMENT offers financial planning, portfolio management for individuals, portfolio management for businesses, and portfolio management for pooled investment vehicles. View all service details ↓
SARATOGA RESEARCH & INVESTMENT MANAGEMENT manages $2.5 billion in client assets according to their SEC filing dated April 11, 2025.
According to their SEC Form ADV, SARATOGA RESEARCH & INVESTMENT MANAGEMENT serves high-net-worth individuals, businesses, and pooled investment vehicles. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles
Clients
Number of High-Net-Worth Clients: 445
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 44.39
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 3,016
Discretionary Accounts: 2,957
Non-Discretionary Accounts: 59
Regulatory Filings
CRD Number: 110506
Filing ID: 1978752
Last Filing Date: 2025-04-11 09:32:00
Website: https://dinsmorecomplianceservices.com