Overview
Assets Under Management: $211 million
Headquarters: WESTERVILLE, OH
High-Net-Worth Clients: 31
Average Client Assets: $3.4 million
Frequently Asked Questions
SHAFFER CAPITAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #150106), SHAFFER CAPITAL is subject to fiduciary duty under federal law.
SHAFFER CAPITAL is headquartered in WESTERVILLE, OH.
SHAFFER CAPITAL serves 31 high-net-worth clients according to their SEC filing dated March 13, 2026. View client details ↓
According to their SEC Form ADV, SHAFFER CAPITAL offers financial planning, portfolio management for individuals, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
SHAFFER CAPITAL manages $211 million in client assets according to their SEC filing dated March 13, 2026.
According to their SEC Form ADV, SHAFFER CAPITAL serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 31
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 50.08%
Average Client Assets: $3.4 million
Total Client Accounts: 457
Discretionary Accounts: 457
Regulatory Filings
CRD Number: 150106
Filing ID: 2071491
Last Filing Date: 2026-03-13 13:00:54