Overview
Assets Under Management: $1.4 billion
Headquarters: INDIANAPOLIS, IN
High-Net-Worth Clients: 348
Average Client Assets: $3 million
Frequently Asked Questions
SHEAFF BROCK INVESTMENT ADVISORS, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #118739), SHEAFF BROCK INVESTMENT ADVISORS, LLC is subject to fiduciary duty under federal law.
SHEAFF BROCK INVESTMENT ADVISORS, LLC is headquartered in INDIANAPOLIS, IN.
SHEAFF BROCK INVESTMENT ADVISORS, LLC serves 348 high-net-worth clients according to their SEC filing dated March 26, 2025. View client details ↓
According to their SEC Form ADV, SHEAFF BROCK INVESTMENT ADVISORS, LLC offers financial planning and portfolio management for individuals. View all service details ↓
SHEAFF BROCK INVESTMENT ADVISORS, LLC manages $1.4 billion in client assets according to their SEC filing dated March 26, 2025.
According to their SEC Form ADV, SHEAFF BROCK INVESTMENT ADVISORS, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 348
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 81.13
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,778
Discretionary Accounts: 1,778
Regulatory Filings
CRD Number: 118739
Filing ID: 1942972
Last Filing Date: 2025-03-26 11:30:00
Website: https://sheaffbrock.com