Overview
Assets Under Management: $8.6 billion
Headquarters: BOSTON, MA
Frequently Asked Questions
SHEPHERD KAPLAN LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #128244), SHEPHERD KAPLAN LLC is subject to fiduciary duty under federal law.
SHEPHERD KAPLAN LLC is headquartered in BOSTON, MA.
According to their SEC Form ADV, SHEPHERD KAPLAN LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
SHEPHERD KAPLAN LLC manages $8.6 billion in client assets according to their SEC filing dated March 28, 2024.
According to their SEC Form ADV, SHEPHERD KAPLAN LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Total Client Accounts: 1,330
Discretionary Accounts: 135
Non-Discretionary Accounts: 1,195
Regulatory Filings
CRD Number: 128244
Filing ID: 1843129
Last Filing Date: 2024-03-28 12:21:00