Overview
Assets Under Management: $287 million
Headquarters: ALAMEDA, CA
High-Net-Worth Clients: 120
Average Client Assets: $2 million
Frequently Asked Questions
SHUM FINANCIAL GROUP, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #285426), SHUM FINANCIAL GROUP, INC. is subject to fiduciary duty under federal law.
SHUM FINANCIAL GROUP, INC. is headquartered in ALAMEDA, CA.
SHUM FINANCIAL GROUP, INC. serves 120 high-net-worth clients according to their SEC filing dated February 12, 2025. View client details ↓
According to their SEC Form ADV, SHUM FINANCIAL GROUP, INC. offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
SHUM FINANCIAL GROUP, INC. manages $287 million in client assets according to their SEC filing dated February 12, 2025.
According to their SEC Form ADV, SHUM FINANCIAL GROUP, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 120
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 76.98
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 977
Discretionary Accounts: 977
Regulatory Filings
CRD Number: 285426
Last Filing Date: 2025-02-12 00:00:00
Website: https://shumfinancial.com