Overview
Assets Under Management: $272 million
Headquarters: SAN JOSE, CA
High-Net-Worth Clients: 84
Average Client Assets: $2.7 million
Frequently Asked Questions
SIENA WEALTH MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #146902), SIENA WEALTH MANAGEMENT, INC. is subject to fiduciary duty under federal law.
SIENA WEALTH MANAGEMENT, INC. is headquartered in SAN JOSE, CA.
SIENA WEALTH MANAGEMENT, INC. serves 84 high-net-worth clients according to their SEC filing dated August 20, 2018. View client details ↓
According to their SEC Form ADV, SIENA WEALTH MANAGEMENT, INC. offers portfolio management for individuals. View all service details ↓
SIENA WEALTH MANAGEMENT, INC. manages $272 million in client assets according to their SEC filing dated August 20, 2018.
According to their SEC Form ADV, SIENA WEALTH MANAGEMENT, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 84
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 84.88%
Average Client Assets: $2.7 million
Total Client Accounts: 500
Non-Discretionary Accounts: 500
Regulatory Filings
CRD Number: 146902
Filing ID: 1235750
Last Filing Date: 2018-08-20 19:35:00