Overview
Assets Under Management: $395 million
Headquarters: RIPON, CA
High-Net-Worth Clients: 64
Average Client Assets: $3 million
Frequently Asked Questions
SIERRA OCEAN, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #313829), SIERRA OCEAN, LLC is subject to fiduciary duty under federal law.
SIERRA OCEAN, LLC is headquartered in RIPON, CA.
SIERRA OCEAN, LLC serves 64 high-net-worth clients according to their SEC filing dated April 16, 2024. View client details ↓
According to their SEC Form ADV, SIERRA OCEAN, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
SIERRA OCEAN, LLC manages $395 million in client assets according to their SEC filing dated April 16, 2024.
According to their SEC Form ADV, SIERRA OCEAN, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 64
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 47.77
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 507
Discretionary Accounts: 446
Non-Discretionary Accounts: 61
Regulatory Filings
CRD Number: 313829
Last Filing Date: 2024-04-16 00:00:00
Website: https://sierraocean.com