SIPPICAN CAPITAL ADVISORS

Overview

Assets Under Management: $175 million
Headquarters: BOSTON, MA
High-Net-Worth Clients: 150
Average Client Assets: $0.9 million

Frequently Asked Questions

How much does SIPPICAN CAPITAL ADVISORS charge?

SIPPICAN CAPITAL ADVISORS is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Is SIPPICAN CAPITAL ADVISORS a fiduciary?

Yes. As an SEC-registered investment advisor (CRD #155188), SIPPICAN CAPITAL ADVISORS is subject to fiduciary duty under federal law.

Where is SIPPICAN CAPITAL ADVISORS located?

SIPPICAN CAPITAL ADVISORS is headquartered in BOSTON, MA.

How many clients does SIPPICAN CAPITAL ADVISORS have?

SIPPICAN CAPITAL ADVISORS serves 150 high-net-worth clients according to their SEC filing dated March 27, 2026. View client details ↓

What services does SIPPICAN CAPITAL ADVISORS offer?

According to their SEC Form ADV, SIPPICAN CAPITAL ADVISORS offers portfolio management for individuals. View all service details ↓

How much does SIPPICAN CAPITAL ADVISORS manage?

SIPPICAN CAPITAL ADVISORS manages $175 million in client assets according to their SEC filing dated March 27, 2026.

What types of clients does SIPPICAN CAPITAL ADVISORS serve?

According to their SEC Form ADV, SIPPICAN CAPITAL ADVISORS serves high-net-worth individuals. View client details ↓

Services Offered

Services: Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 150
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 78.57%
Average Client Assets: $0.9 million
Total Client Accounts: 150
Discretionary Accounts: 150

Regulatory Filings

CRD Number: 155188
Filing ID: 2073744
Last Filing Date: 2026-03-27 08:19:15

Form ADV Documents

Primary Brochure: SIPPICAN CAPITAL ADVISORS BROCHURE (2026-03-27)

View Document Text

Part 2A of Form ADV: Firm Brochure Item 1 Cover Page Item 2 Material Changes Item 3 Table of Contents Item 4 Advisory Business Item 5 Fees and Compensation Item 6 Performance-Based Fees and Side-By-Side Management Item 7 Types of Clients Item 8 Methods of Analysis, Investment Strategies and Risk of Loss Item 9 Disciplinary Information Item 10 Other Financial Industry Activities and Affiliations Item 11 Code of Ethics, Participation or Interest in Client Transactions and Personal Trading Item 12 Brokerage Practices Item 13 Review of Accounts Item 14 Client Referrals and Other Compensation Item 15 Custody Item 16 Investment Discretion Item 17 Voting Client Securities Item 18 Financial Information Item 19 Requirements for State-Registered Advisers Continuation Page 1 Continuation Page 2 Continuation Page 3