Overview
Assets Under Management: $178 million
Headquarters: PORTLAND, OR
High-Net-Worth Clients: 55
Average Client Assets: $2 million
Frequently Asked Questions
SMB FINANCIAL SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #154216), SMB FINANCIAL SERVICES, INC. is subject to fiduciary duty under federal law.
SMB FINANCIAL SERVICES, INC. is headquartered in PORTLAND, OR.
SMB FINANCIAL SERVICES, INC. serves 55 high-net-worth clients according to their SEC filing dated February 26, 2026. View client details ↓
According to their SEC Form ADV, SMB FINANCIAL SERVICES, INC. offers financial planning, portfolio management for individuals, pension consulting services, and educational seminars and workshops. View all service details ↓
SMB FINANCIAL SERVICES, INC. manages $178 million in client assets according to their SEC filing dated February 26, 2026.
According to their SEC Form ADV, SMB FINANCIAL SERVICES, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Educational Seminars
Clients
Number of High-Net-Worth Clients: 55
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 56.68
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 762
Discretionary Accounts: 762
Regulatory Filings
CRD Number: 154216
Filing ID: 2057701
Last Filing Date: 2026-02-26 19:46:43