Overview

Assets Under Management: $1.7 billion
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 9
Average Client Assets: $8 million

Frequently Asked Questions

SMITH AFFILIATED CAPITAL CORP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #107675), SMITH AFFILIATED CAPITAL CORP is subject to fiduciary duty under federal law.

SMITH AFFILIATED CAPITAL CORP is headquartered in NEW YORK, NY.

SMITH AFFILIATED CAPITAL CORP serves 9 high-net-worth clients according to their SEC filing dated June 16, 2025. View client details ↓

According to their SEC Form ADV, SMITH AFFILIATED CAPITAL CORP offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓

SMITH AFFILIATED CAPITAL CORP manages $1.7 billion in client assets according to their SEC filing dated June 16, 2025.

According to their SEC Form ADV, SMITH AFFILIATED CAPITAL CORP serves high-net-worth individuals and institutional clients. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients

Clients

Number of High-Net-Worth Clients: 9
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 4.17
Average High-Net-Worth Client Assets: $8 million
Total Client Accounts: 124
Discretionary Accounts: 122
Non-Discretionary Accounts: 2

Regulatory Filings

CRD Number: 107675
Filing ID: 1998090
Last Filing Date: 2025-06-16 14:10:00
Website: https://smithcapital.com