Overview
Assets Under Management: $1.1 billion
Headquarters: GLASTONBURY, CT
High-Net-Worth Clients: 80
Average Client Assets: $2.0 million
Frequently Asked Questions
SMITH BROTHERS FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #322951), SMITH BROTHERS FINANCIAL, LLC is subject to fiduciary duty under federal law.
SMITH BROTHERS FINANCIAL, LLC is headquartered in GLASTONBURY, CT.
SMITH BROTHERS FINANCIAL, LLC serves 80 high-net-worth clients according to their SEC filing dated March 30, 2026. View client details ↓
According to their SEC Form ADV, SMITH BROTHERS FINANCIAL, LLC offers financial planning and portfolio management for individuals. View all service details ↓
SMITH BROTHERS FINANCIAL, LLC manages $1.1 billion in client assets according to their SEC filing dated March 30, 2026.
According to their SEC Form ADV, SMITH BROTHERS FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 80
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 14.63%
Average Client Assets: $2.0 million
Total Client Accounts: 487
Discretionary Accounts: 375
Non-Discretionary Accounts: 112
Regulatory Filings
CRD Number: 322951
Filing ID: 2055298
Last Filing Date: 2026-03-30 17:17:09