Overview
Assets Under Management: $449 million
Headquarters: LITTLE ROCK, AR
High-Net-Worth Clients: 129
Average Client Assets: $2.3 million
Frequently Asked Questions
SMITH CAPITAL MANAGEMENT INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #104924), SMITH CAPITAL MANAGEMENT INC is subject to fiduciary duty under federal law.
SMITH CAPITAL MANAGEMENT INC is headquartered in LITTLE ROCK, AR.
SMITH CAPITAL MANAGEMENT INC serves 129 high-net-worth clients according to their SEC filing dated September 13, 2018. View client details ↓
According to their SEC Form ADV, SMITH CAPITAL MANAGEMENT INC offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
SMITH CAPITAL MANAGEMENT INC manages $449 million in client assets according to their SEC filing dated September 13, 2018.
According to their SEC Form ADV, SMITH CAPITAL MANAGEMENT INC serves high-net-worth individuals, pooled investment vehicles, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 129
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 67.40%
Average Client Assets: $2.3 million
Total Client Accounts: 857
Discretionary Accounts: 837
Non-Discretionary Accounts: 20
Regulatory Filings
CRD Number: 104924
Filing ID: 1240496
Last Filing Date: 2018-09-13 13:20:00