Overview
Assets Under Management: $110 million
Headquarters: BELLAIRE, TX
High-Net-Worth Clients: 78
Average Client Assets: $1.4 million
Frequently Asked Questions
SMS CAPITAL MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #124788), SMS CAPITAL MANAGEMENT is subject to fiduciary duty under federal law.
SMS CAPITAL MANAGEMENT is headquartered in BELLAIRE, TX.
SMS CAPITAL MANAGEMENT serves 78 high-net-worth clients according to their SEC filing dated March 25, 2018. View client details ↓
According to their SEC Form ADV, SMS CAPITAL MANAGEMENT offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
SMS CAPITAL MANAGEMENT manages $110 million in client assets according to their SEC filing dated March 25, 2018.
According to their SEC Form ADV, SMS CAPITAL MANAGEMENT serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 78
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 95.29%
Average Client Assets: $1.4 million
Total Client Accounts: 344
Discretionary Accounts: 343
Non-Discretionary Accounts: 1
Regulatory Filings
CRD Number: 124788
Filing ID: 1198363
Last Filing Date: 2018-03-25 13:10:00