Overview
Assets Under Management: $693 million
Headquarters: TUCSON, AZ
High-Net-Worth Clients: 220
Average Client Assets: $2.2 million
Frequently Asked Questions
SONORA INVESTMENT MANAGEMENT LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #106538), SONORA INVESTMENT MANAGEMENT LLC is subject to fiduciary duty under federal law.
SONORA INVESTMENT MANAGEMENT LLC is headquartered in TUCSON, AZ.
SONORA INVESTMENT MANAGEMENT LLC serves 220 high-net-worth clients according to their SEC filing dated October 10, 2018. View client details ↓
According to their SEC Form ADV, SONORA INVESTMENT MANAGEMENT LLC offers portfolio management for individuals. View all service details ↓
SONORA INVESTMENT MANAGEMENT LLC manages $693 million in client assets according to their SEC filing dated October 10, 2018.
According to their SEC Form ADV, SONORA INVESTMENT MANAGEMENT LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 220
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 68.78%
Average Client Assets: $2.2 million
Total Client Accounts: 1,715
Discretionary Accounts: 1,603
Non-Discretionary Accounts: 112
Regulatory Filings
CRD Number: 106538
Filing ID: 1245166
Last Filing Date: 2018-10-10 12:37:00