Overview
Assets Under Management: $170 million
High-Net-Worth Clients: 81
Average Client Assets: $1 million
Frequently Asked Questions
SOUND FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #292271), SOUND FINANCIAL, LLC is subject to fiduciary duty under federal law.
SOUND FINANCIAL, LLC serves 81 high-net-worth clients according to their SEC filing dated November 11, 2025. View client details ↓
According to their SEC Form ADV, SOUND FINANCIAL, LLC offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
SOUND FINANCIAL, LLC manages $170 million in client assets according to their SEC filing dated November 11, 2025.
According to their SEC Form ADV, SOUND FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 81
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 61.36
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 697
Discretionary Accounts: 681
Non-Discretionary Accounts: 16
Regulatory Filings
CRD Number: 292271
Filing ID: 2018363
Last Filing Date: 2025-11-11 17:59:18
Website: 2