Overview
Assets Under Management: $134 million
Headquarters: RALEIGH, NC
High-Net-Worth Clients: 26
Average Client Assets: $3.2 million
Frequently Asked Questions
SOUND FINANCIAL MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #122670), SOUND FINANCIAL MANAGEMENT, INC. is subject to fiduciary duty under federal law.
SOUND FINANCIAL MANAGEMENT, INC. is headquartered in RALEIGH, NC.
SOUND FINANCIAL MANAGEMENT, INC. serves 26 high-net-worth clients according to their SEC filing dated March 04, 2026. View client details ↓
According to their SEC Form ADV, SOUND FINANCIAL MANAGEMENT, INC. offers financial planning and portfolio management for individuals. View all service details ↓
SOUND FINANCIAL MANAGEMENT, INC. manages $134 million in client assets according to their SEC filing dated March 04, 2026.
According to their SEC Form ADV, SOUND FINANCIAL MANAGEMENT, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 26
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.00%
Average Client Assets: $3.2 million
Total Client Accounts: 440
Discretionary Accounts: 440
Regulatory Filings
CRD Number: 122670
Filing ID: 2064384
Last Filing Date: 2026-03-04 07:45:37