Overview

Assets Under Management: $178 million
Headquarters: RALEIGH, NC
High-Net-Worth Clients: 51
Average Client Assets: $2.3 million

Frequently Asked Questions

SOUTHEAST FINANCIAL GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #151216), SOUTHEAST FINANCIAL GROUP is subject to fiduciary duty under federal law.

SOUTHEAST FINANCIAL GROUP is headquartered in RALEIGH, NC.

SOUTHEAST FINANCIAL GROUP serves 51 high-net-worth clients according to their SEC filing dated July 29, 2024. View client details ↓

According to their SEC Form ADV, SOUTHEAST FINANCIAL GROUP offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓

SOUTHEAST FINANCIAL GROUP manages $178 million in client assets according to their SEC filing dated July 29, 2024.

According to their SEC Form ADV, SOUTHEAST FINANCIAL GROUP serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting

Clients

Number of High-Net-Worth Clients: 51
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 66.44%
Average Client Assets: $2.3 million
Total Client Accounts: 324
Discretionary Accounts: 275
Non-Discretionary Accounts: 49

Regulatory Filings

CRD Number: 151216
Filing ID: 1889621
Last Filing Date: 2024-07-29 15:52:00