Overview
Assets Under Management: $176 million
Headquarters: AMHERST, NY
High-Net-Worth Clients: 65
Average Client Assets: $1.3 million
Frequently Asked Questions
SOVEREIGN ASSET MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #285103), SOVEREIGN ASSET MANAGEMENT is subject to fiduciary duty under federal law.
SOVEREIGN ASSET MANAGEMENT is headquartered in AMHERST, NY.
SOVEREIGN ASSET MANAGEMENT serves 65 high-net-worth clients according to their SEC filing dated March 10, 2026. View client details ↓
According to their SEC Form ADV, SOVEREIGN ASSET MANAGEMENT offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
SOVEREIGN ASSET MANAGEMENT manages $176 million in client assets according to their SEC filing dated March 10, 2026.
According to their SEC Form ADV, SOVEREIGN ASSET MANAGEMENT serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 65
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 46.31%
Average Client Assets: $1.3 million
Total Client Accounts: 729
Discretionary Accounts: 729
Regulatory Filings
CRD Number: 285103
Filing ID: 2066955
Last Filing Date: 2026-03-10 10:57:57