Overview
Assets Under Management: $218 million
Headquarters: BELLEVUE, WA
High-Net-Worth Clients: 113
Average Client Assets: $1.6 million
Frequently Asked Questions
SOVEREIGN WEALTH ADVISORS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #140639), SOVEREIGN WEALTH ADVISORS, INC. is subject to fiduciary duty under federal law.
SOVEREIGN WEALTH ADVISORS, INC. is headquartered in BELLEVUE, WA.
SOVEREIGN WEALTH ADVISORS, INC. serves 113 high-net-worth clients according to their SEC filing dated March 28, 2018. View client details ↓
According to their SEC Form ADV, SOVEREIGN WEALTH ADVISORS, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
SOVEREIGN WEALTH ADVISORS, INC. manages $218 million in client assets according to their SEC filing dated March 28, 2018.
According to their SEC Form ADV, SOVEREIGN WEALTH ADVISORS, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 113
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 81.38%
Average Client Assets: $1.6 million
Total Client Accounts: 650
Discretionary Accounts: 630
Non-Discretionary Accounts: 20
Regulatory Filings
CRD Number: 140639
Filing ID: 1195811
Last Filing Date: 2018-03-28 11:15:00