Overview
Assets Under Management: $400 million
Headquarters: CUPERTINO, CA
High-Net-Worth Clients: 93
Average Client Assets: $4.2 million
Frequently Asked Questions
SP ASSET MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #113178), SP ASSET MANAGEMENT is subject to fiduciary duty under federal law.
SP ASSET MANAGEMENT is headquartered in CUPERTINO, CA.
SP ASSET MANAGEMENT serves 93 high-net-worth clients according to their SEC filing dated March 13, 2018. View client details ↓
According to their SEC Form ADV, SP ASSET MANAGEMENT offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
SP ASSET MANAGEMENT manages $400 million in client assets according to their SEC filing dated March 13, 2018.
According to their SEC Form ADV, SP ASSET MANAGEMENT serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 93
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 97.50%
Average Client Assets: $4.2 million
Total Client Accounts: 200
Discretionary Accounts: 175
Non-Discretionary Accounts: 25
Regulatory Filings
CRD Number: 113178
Filing ID: 1189954
Last Filing Date: 2018-03-13 14:52:00