Overview
Assets Under Management: $1.4 billion
Headquarters: ROCKVILLE, MD
High-Net-Worth Clients: 414
Average Client Assets: $3 million
Frequently Asked Questions
SPC FINANCIAL INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #104618), SPC FINANCIAL INC is subject to fiduciary duty under federal law.
SPC FINANCIAL INC is headquartered in ROCKVILLE, MD.
SPC FINANCIAL INC serves 414 high-net-worth clients according to their SEC filing dated March 28, 2025. View client details ↓
According to their SEC Form ADV, SPC FINANCIAL INC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
SPC FINANCIAL INC manages $1.4 billion in client assets according to their SEC filing dated March 28, 2025.
According to their SEC Form ADV, SPC FINANCIAL INC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 414
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 83.35
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 4,180
Discretionary Accounts: 4,164
Non-Discretionary Accounts: 16
Regulatory Filings
CRD Number: 104618
Filing ID: 1963285
Last Filing Date: 2025-03-28 16:47:00
Website: https://spcfinancial.com